Assistance with Registration of Asset Management Companies (AMC) and Obtaining a License

The asset management sector in Ukraine is strictly regulated, requiring thorough preparation and compliance with regulatory standards. Registering an Asset Management Company (AMC) and obtaining the relevant license is a complex process requiring legal and financial expertise.

The Legal and Real Estate Association of Ukraine offers full legal support for companies seeking to engage in professional asset management. We will guide you through every stage of registration and help you obtain your license without unnecessary risks or delays.

Our Services for AMC Registration and Licensing

Legal Entity Registration

• Preparation and submission of documents to registration authorities

• Drafting of statutory documents in accordance with legal requirements

• Registration with the tax authorities

Compliance with AMC Licensing Standards

• Legal analysis and development of company structure

• Assistance in forming statutory capital in accordance with regulator requirements

• Development of internal AMC policies and procedures

Membership in a Self-Regulatory Organization (SRO)

• Selection of a suitable SRO and preparation of membership documents

• Membership registration and consultation on cooperation with the organization

Obtaining an AMC License for Asset Management

• Preparation of the document package for submission to the National Securities and Stock Market Commission (NSSMC)

• Support during the review process

• Consultations on compliance with regulator requirements

Registration in the Financial Companies Register

• Preparation of documents for registration

• Verification of company compliance with legal standards

Registration with the State Financial Monitoring Service

• Registration in the financial monitoring system

• Development of AML/KYC policies to combat money laundering and terrorism financing

• Advisory support for interaction with regulatory bodies

Why Work With Us

• Comprehensive approach — we provide end-to-end support for registration and licensing

• Guaranteed regulatory compliance — we help avoid issues with the regulator

• Transparency and legal safety — your company will fully comply with legal standards

• Time and cost optimization — we minimize delays and bureaucratic hurdles

Get Your AMC License Without Extra Hassle

If you want to establish an asset management company and obtain an AMC license, contact the Legal and Real Estate Association of Ukraine. Our experts will support you at every registration step.

Your reliable legal partner in asset management