- June 5, 2025
- Posted by: АРОУ
- Category: Publications
An Asset Management Company (AMC) is a legal entity that provides professional management of investment assets on behalf of investors. Successful AMC operations are possible only when all legal requirements are met and the appropriate license is obtained.
If you plan to establish an AMC, it is essential to consider all legal aspects, as the process includes several key stages. The Legal and Real Estate Association of Ukraine offers full legal support for company formation and obtaining an asset management license.
Key Requirements for Setting Up an AMC
Minimum Capital Requirements
The minimum amount of equity capital must meet the standards set by the regulator.
Legal Form
The company must be registered as a joint-stock company (JSC) or a limited liability company (LLC).
Qualified Personnel
Directors and key personnel must have appropriate education and certifications confirming their qualifications.
Membership in a Self-Regulatory Organization (SRO)
The AMC must become a member of a professional association of capital market participants.
Compliance with Financial Monitoring Requirements
The company must be registered with the State Financial Monitoring Service and comply with AML/KYC regulations.
Steps to Establish an AMC
1. Registering the Legal Entity
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Preparation of charter documents
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State registration in the Unified State Register
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Obtaining EDRPOU code and opening bank accounts
2. Forming the Capital
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Contribution of statutory capital in accordance with regulatory norms
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Preparation of financial documentation
3. Preparing Internal Policies and Regulations
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Development of Asset Management Rules
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Creation of internal company regulations
4. Obtaining the AMC License
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Preparation and submission of documents to the National Securities and Stock Market Commission (NSSMC)
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Review of the application by the regulator and license issuance
5. Registration with the State Financial Monitoring Service
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Registration as a primary financial monitoring entity
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Development of anti-money laundering and counter-terrorism financing policies
6. Starting AMC Operations
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Inclusion in the register of financial institutions
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Launch of investment programs and client acquisition
Why Choose Us
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Full support from registration to licensing
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Guaranteed compliance with NSSMC requirements
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Transparency and legal safety
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Time and cost efficiency
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Professional assistance at every stage of AMC operations
Contact the Professionals
Establishing an AMC is a strategic step that requires a professional legal approach. The Legal and Real Estate Association of Ukraine will help you register your Asset Management Company and obtain all necessary permits without unnecessary risks.
Start your successful asset management operations with our expert support
