Requirements for Establishing an Asset Management Company (AMC) in Ukraine

Asset management is one of the most effective tools for investment and financial development. An Asset Management Company (AMC) allows investors to pool funds, distribute them efficiently, and receive stable returns.

However, setting up an AMC requires strict compliance with Ukrainian legislation and obtaining all necessary permits. The Legal and Real Estate Association of Ukraine provides a full range of legal services for registering and licensing AMCs, helping entrepreneurs quickly and safely start their asset management business.

Key Requirements for Establishing an AMC

The registration process is regulated by the following:

• The Law of Ukraine “On Joint Investment Institutions”

• The Law of Ukraine “On Licensing of Economic Activities”

• Regulations of the National Securities and Stock Market Commission (NSSMC)

1. Legal status of the company

• The AMC must be established as a Joint Stock Company (JSC) or a Limited Liability Company (LLC)

• Minimum statutory capital is UAH 7 million, contributed exclusively in cash

• The AMC must have a single business activity: managing institutional investors’ assets

2. Licensing requirements

Before starting operations, the AMC must obtain a license from the NSSMC. This includes:

• Preparing and submitting a complete set of documents

• Meeting ownership structure and management reputation requirements

• Developing a risk management system

3. Personnel requirements

Company executives and key personnel must:

• Have relevant education and experience in the financial sector

• Comply with NSSMC’s standards for business reputation

• Complete mandatory certification

4. Internal policies and procedures

The AMC must develop internal regulations, risk management policies, and reporting mechanisms that meet financial market standards.

How We Assist in Establishing an AMC

The Legal and Real Estate Association of Ukraine provides a full range of legal services for establishing and licensing AMCs:

• Consultation on the best legal structure for your AMC

• Registration with state authorities

• Preparation of the full licensing package for the NSSMC

• Development of internal policies and procedures

• Post-registration legal support and consulting

Why Choose Us

• Experience and professionalism – over [X years] of successful work in corporate law and finance

• Individual approach – tailored solutions for your unique needs

• Speed and efficiency – we handle all legal and bureaucratic processes

Contact us today and we will help you establish your own Asset Management Company quickly and safely